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Execution Policy

The purpose of this policy is to meet the firm’s regulatory obligation under the Investment and Securities Act, 2007 and Rules 15.19, 15.23 & 15.37 of The Rules for Regulation as a Dealing Member of the Nigerian Stock Exchange Falcon Securities Limited is required to take all reasonable steps to seek to obtain, when executing orders on behalf of clients or decision to deal, the best possible results for its clients taking into account the criteria and factors set out in this policy. This policy outlines all the reasonable steps taken by Falcon Securities Ltd to ensure we achieve best execution for all clients and that their order is handled in a fair, just and timely manner. Who does this Policy apply to? Location All Legal Entity All Business Area All Roles All
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