The purpose of this policy is to meet the firm’s regulatory obligation under the
Investment and Securities Act, 2007 and Rules 15.19, 15.23 & 15.37 of The Rules for
Regulation as a Dealing Member of the Nigerian Stock Exchange Falcon Securities
Limited is required to take all reasonable steps to seek to obtain, when executing
orders on behalf of clients or decision to deal, the best possible results for its clients
taking into account the criteria and factors set out in this policy.
This policy outlines all the reasonable steps taken by Falcon Securities Ltd to ensure
we achieve best execution for all clients and that their order is handled in a fair,
just and timely manner.
Who does this Policy apply to?
Location All
Legal Entity All
Business Area All
Roles All
Download Execution Policy Form
Download Execution Policy Form